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Form ADV Part II

Code of Ethics

Form ADV Part II

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The Securities and Exchange Commission (SEC) requires that each Investment Advisory firm maintain a current Form ADV Part II. This form provides important information about Collegiate Capital Management, Inc. including a description of all aspects of our firm’s business practices, relationships with third parties, revenue sources, and the services that we provide for our clients.

Toll Free: (800) 333-1701
Email: contact@collegiatecapital.com

214 New Bern Place, Raleigh, NC 27601
Phone: (919) 838-0101 Fax: (919) 838-0102

160 Clairemont Avenue, Suite 200, Decatur, Georgia 30030
Phone: (404) 370-1510 Fax: (404) 378-0840

Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. Investment products and services available only to residents of: Alabama (AL), Arkansas (AR), Arizona (AZ), California (CA), Colorado (CO), Florida (FL), Georgia (GA), Iowa (IA), Illinois (IL), Indiana (IN), Michigan (MI), Missouri (MO), Mississippi (MS), New York (NY), North Carolina (NC), Ohio (OH), Oklahoma (OK), Oregon (OR), South Carolina (SC), Texas (TX), Virginia (VA), Washington (WA), West Virginia (WV), and Washington (DC). Fee-based advisory services are offered through Collegiate Capital Management, Inc., a registered investment advisor. Securities offered through Securities Service Network, Inc., Member FINRA/SIPC.