Welcome to the Website of Collegiate Capital Management, Inc.
Collegiate Capital Management, Inc. (CCM) is a registered investment
adviser with the Securities and
Exchange Commission. Some associated persons of CCM are registered
representative of Securities
Service Network, Inc., a registered broker-dealer and member FINRA/SIPC, which is not otherwise
affiliated with CCM.
The broker-dealer, investment advisor, BD agent or IA rep in question
may only transact business in a
state or international jurisdiction if first registered, notice filed
excluded or exempted from state
broker-dealer, investment advisor, BD agent or IA rep registration
or notice filing requirements, as may
be; and follow-up, individualized responses to persons in a state or
international jurisdiction by such
broker dealer, investment adviser, BD agent or IA rep that involve either the
effecting or attempting to
effect transactions in securities, or the rendering of personalized
investment advice for compensation,
as may be, will not be made absent compliance with state or international
broker-dealer, investment
adviser, BD agent or IA rep registration or notice filing requirements,
or an applicable exemption or
exclusion.
The purpose of this web site is to provide general information on our
products and services only and
should not be construed as a solicitation to effect, or attempt to effect,
either transactions in securities
or the rendering of personalized investment advice over the Internet. Any
communications with
prospective clients residing in states or international jurisdictions where
CCM and its advisory affiliates
are not registered or licenced shall be limited so as not to trigger registration
or licensing requirements.
Investment advisory services are offered through Collegiate Capital Management, Inc.
CCM is currently
notice filed in: Georgia (GA), North Carolina (NC), South Carolina (SC), Texas (TX),
and because of the
de minimus rule, is exempt from registration in other states in which the firm provides investment
advisory services.
Securities offered through Securities Service Network, Inc., a registered broker/dealer,
member FINRA &
SIPC. Sale of securities available only to residents of:
Arkansas (AR), Arizona (AZ), California (CA), Colorado (CO), Florida (FL), Georgia (GA),
Illinois (IL),
Indiana (IN), Michigan (MI), Mississippi (MS), New York (NY), North Carolina (NC), Oregon (OR),
South Carolina (SC),
Texas (TX), Virginia (VA), Washington (WA), West Virginia (WV), and Washington (DC)
Enter if you are a resident
I am not a resident.
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